Posts Tagged ‘Institutions’

“Legitimacy”

July 17, 2026
Ricardo F. Morín
CGI 2026

Ricardo F. Morin
CGI 2026

Life does not begin with power.  It begins with dependence.  Before a human being becomes capable of judgment, choice, consent, or resistance, existence already unfolds within relationships upon which survival depends.  No one enters the world invested with autonomy.  Every human life begins by being sustained through the action of another.

Dependence, however, is not sufficient to explain authority.  Whoever possesses greater strength may preserve another’s life, abandon it, or destroy it.  Physical superiority alone cannot explain the character of the relationship through which human life ordinarily comes to develop.  If force alone governed the bond between the one who requires protection and the one capable of providing it, care would cease to be distinguishable from domination.

Care begins to reveal itself as something different from domination through an experience so ordinary that it seldom becomes an object of reflection.  The child gradually discovers a world in which the guidance received is not experienced solely as a limitation imposed from without, but as guidance properly exercised by the person who provides it.  Before authority becomes an object of understanding, it constitutes a lived experience.  Its first appearance assumes not the form of command, but that of care.

Care makes possible a form of dependence that force could never produce:  a dependence that does not extinguish future freedom, but prepares the conditions for its emergence.  The guidance received becomes intelligible because it is exercised for the benefit of a life still in formation, rather than for the immediate satisfaction of the person possessing greater power.

Power and authority operate jointly in the development of civilized life.  Power designates the capacity to act.  Authority designates the acknowledged right to guide, direct, judge, or decide.  Both may be present in the same person, but neither necessarily implies the existence of the other.  Power may exist without authority, just as authority may endure even after power has considerably diminished.

Obedience does not resolve the problem either.  Human beings obey for many different reasons.  They obey because they fear punishment.  They obey because custom has rendered the alternatives invisible.  They obey because deception has concealed the true nature of what is being required of them.  They obey because every form of resistance appears futile.  None of these circumstances constitutes authority.  They explain only submission.

Authority begins only where recognition becomes possible.  The guidance offered by one who leads must possess a title that renders its recognition justifiable independently of force.  A person who accepts the guidance of another does not merely yield before a more powerful will.  The person recognizes that such guidance possesses a title extending beyond the mere fact that it can be imposed.

That recognition constitutes legitimacy.  Legitimacy is not identical with effectiveness, popularity, success, antiquity, or duration.  Nor does it arise from the mere assertion of the person claiming obedience.  It designates the condition under which authority may be recognized as due, rather than merely acknowledged as existing.

Because legitimacy depends upon recognition rather than upon the possession of power, it is more fragile than power itself.  Force may remain intact after legitimacy has already begun to disappear.  Armies may continue to obey.  Institutions may continue to function.  Laws may continue to be enforced.  Yet the basis of recognition has already changed:  what was once acknowledged as due begins to be experienced only as imposed.

From that moment onward, human relationships begin to change without commotion.  Guidance approaches coercion.  Trust yields to calculation.  Responsibility begins to be confused with control.  Instruction approaches indoctrination.  Judgment begins to be perceived as domination.  Authority remains visible while the intelligibility that once made it recognizable gradually recedes.  A son may continue to obey his father from habit long after he has ceased to trust his judgment.  From the outside, the relationship between father and son may appear scarcely altered.  The same words continue to be spoken.  The same decisions continue to be obeyed.  Yet what inwardly sustained the father’s authority has already begun to disappear.

The disappearance of legitimacy does not bring about the immediate collapse of social life.  Human relationships begin to reorganize themselves through means that no longer rest upon recognition.  Where recognition ceases to sustain authority, substitutes arise to take its place.  Force attempts to compensate for what recognition no longer grants.  Fear seeks to secure the obedience that trust has withdrawn.  Custom prolongs practices that scarcely continue to rest upon recognition.  Manipulation manufactures the appearance of consent after genuine recognition has ceased to exist.

None of those means, however, constitutes authority.  Force obtains conduct, but not recognition.  Fear silences resistance, but does not produce assent.  Custom prolongs forms whose intelligibility has weakened.  Manipulation imitates legitimacy because it can no longer produce it.  All such means depend upon the absence of the recognition they seek to replace.

What makes it possible for one human being to recognize the authority of another without reducing that recognition to force, fear, custom, or manipulation?  Every subsequent form of authority will receive its intelligibility from the answer given to that question.

The first manifestation of authority remains inseparable from care because life still depends upon the constant presence of another.  As the child grows, however, dependence begins to change.  Survival ceases to occupy the center of the relationship.  Understanding gradually begins to take its place.

No experience reveals more clearly than language how survival ceases to occupy the center of dependence and understanding begins to assume its place.  No child invents the language through which the world begins to become intelligible.  Words are received before they are used.  Meanings are recognized before they are examined.  Grammar is obeyed long before it can be explained.  Every act of speech therefore presupposes an inheritance that no individual has produced independently.

The transmission of that inheritance cannot be obtained by force.  A child may be compelled to repeat a word, but repetition does not yet amount to understanding.  Language becomes one’s own because correction eventually comes to be recognized as something distinct from imposition.  The child does not merely reproduce sounds.  The child learns that certain words name the world more faithfully than others.  Correction therefore always refers to a reality that transcends the person who corrects.

The acquisition of language also changes the nature of authority.  The dependence characteristic of early childhood ceases to constitute its principal foundation.  Authority now begins to arise from shared participation in an order that precedes both teacher and pupil.  The language existed before either of them.  Neither may claim it as an exclusive possession.  Both remain subject to the same structure that makes communication possible.

For that reason, the teaching of language can never be reduced to the exercise of command.  Whoever corrects an expression ultimately answers to the language itself, and not merely to personal will.  The legitimacy of correction does not arise from the speaker’s desire, but from the fidelity with which the transmitted word corresponds to the language held in common.  Authority then ceases to rest principally upon the person who teaches and begins to rest upon the reality to which that person remains subordinate.

Authority may be recognized even after the personal dependence characteristic of the earliest years of life has disappeared.  The child begins to discover that someone deserves to be heard, not because that person is stronger or continues to provide care, but because that person permits faithful access to a reality existing independently of them both.  Recognition thus ceases to be directed exclusively toward the person and begins to be directed toward what that person makes accessible.

The redirection of recognition toward the reality transmitted, rather than exclusively toward the person transmitting it, profoundly alters human experience.  Authority may now be examined without thereby being abolished.  Correction itself may be corrected.  The teacher may be mistaken.  Neither the examination of authority, nor the correction of what has been taught, nor the teacher’s error destroys the legitimacy of teaching, because legitimacy no longer resides exclusively in the person who teaches, but in the fidelity with which that person transmits what transcends both teacher and pupil.

Civilization begins to be constructed upon this displacement of authority from the person who transmits toward the integrity of what is transmitted.  Once authority becomes attributable to the integrity of what is transmitted rather than simply to the person transmitting it, every higher form of learning becomes possible.  Education, scientific inquiry, moral life, judgment, and constitutional government will each reproduce, within its own sphere, the subordination of authority to an antecedent reality that governs its exercise and makes its recognition possible.

Language, however, does not yet constitute education.  It provides only the possibility of communicating the understanding upon which education may act.  Through language, understanding may be communicated.  Education pursues a different purpose:  the deliberate formation of the understanding.

A teacher corrects a mistaken line of reasoning.  The pupil first recognizes the error in the answer before fully understanding the truth of the explanation received.  Correction does not require obedience alone.  It requires sufficient trust to accept that another person may guide the understanding toward a reality it cannot yet perceive.  With education, authority undergoes a further transformation.  The child no longer depends upon the adult solely in order to inhabit a shared language, but in order to gain access to bodies of knowledge that cannot be acquired through individual experience alone.  Every generation receives a world whose complexity vastly exceeds the duration of any single human life.  Education exists because no human being can always begin again from the beginning.

The authority of the educator cannot therefore derive from age, office, or membership in an institution.  None of those circumstances confers, by itself, the right to guide another person’s intelligence.  The teacher acquires legitimacy only by making accessible a form of knowledge whose validity does not proceed from the teacher.  Where teaching turns the teacher into the true object of learning, education has already ceased to exist.

Intellectual formation therefore requires a discipline common to teacher and pupil.  The teacher answers to the truth of what is taught.  The pupil answers to the effort required to understand it.  Neither governs the educational relationship unilaterally, because both appear before a body of knowledge that neither has created.

Education therefore differs radically from indoctrination.  Indoctrination seeks adherence to the teacher or the preservation of a doctrine irrespective of whether that doctrine retains its intelligibility.  Education pursues the opposite end.  It seeks to enable the pupil to recognize the truth even when that recognition ultimately surpasses the understanding of the teacher.  The success of teaching consists in rendering the authority of the teacher progressively less necessary.

Education thereby reveals one of the least noticed characteristics of legitimate authority.  The more faithfully knowledge is transmitted, the less the pupil depends upon the person who served as mediator.  Education does not perpetuate dependence.  It prepares autonomy without destroying the legitimacy of the relationship through which that autonomy became possible.

Legitimate authority and domination reveal here with greater clarity the contrary directions toward which they move.  Domination needs to perpetuate itself because it depends upon the continuing subordination of the person subjected to it.  Legitimate authority, by contrast, works so that recognition may ultimately sustain itself.  It does not fear the intellectual maturity of the pupil, because it never sought possession of the pupil, but formation.

When teaching attempts to prevent examination, discourages correction, or seeks indefinitely to prolong the pupil’s dependence, it begins to depart from the subordination to knowledge that justified its authority.  Corruption begins when the teacher ceases to understand the self as subordinate to the knowledge transmitted and demands recognition solely by virtue of the continued possession of authority.

A new question arises from the displacement of educational legitimacy away from the person of the teacher and toward fidelity to knowledge.  If the legitimacy of education depends upon fidelity to knowledge rather than exclusively upon the educator, what makes it possible for knowledge to possess authority without becoming another form of institutional power?  That question leads naturally from education toward scientific inquiry.

A researcher devotes years to developing a hypothesis.  The results of new experiments eventually contradict it.  The researcher may ignore them in order to preserve personal prestige or publicly acknowledge that reality has disproved the conclusions.  That decision reveals whether the researcher remains subordinate to the evidence obtained or instead employs the institutional authority of science to preserve personal standing.  Scientific inquiry arises from the obligation to submit the researcher’s conclusions to evidence capable of disproving them.  No proposition becomes true because it was formulated by a prestigious scholar, approved by a renowned institution, or accepted by the majority of specialists.  The authority of science does not proceed from those who practice it.  It proceeds from the discipline through which every assertion remains exposed to examination, replication, correction, or rejection by others.  The scientist therefore appears under the same requirements imposed upon every conclusion.

For that reason, scientific authority possesses a singular character.  The possibility of error does not weaken it; it constitutes one of the conditions that make its legitimacy possible.  An inquiry remains scientifically legitimate because it permits the public correction of its own results.  Error belongs to the ordinary life of science.  What delegitimizes inquiry is not the fact of being mistaken, but the withdrawal of conclusions from the procedure through which they might be shown to be mistaken.

An erroneous conclusion does not destroy the authority of science so long as it remains exposed to demonstration and correction through the same procedures that justify the inquiry.  Error assumes another character when examination is no longer possible, when institutional prestige replaces demonstration, or when assent is demanded independently of any further verification.  At that moment the researcher ceases to mediate knowledge of reality and begins instead to mediate recognition of the self.

Scientific authority, consequently, never resides in the scientist.  It resides in the continuing fidelity of inquiry to the reality it seeks to understand.  The researcher retains authority only while remaining subject to that reality.  From the moment the researcher seeks exemption from that subordination, legitimacy begins to withdraw, even though the institutional power of science may appear to remain intact.

The temptation disclosed within scientific inquiry does not belong exclusively to science.  Every enduring institution eventually confronts the danger of confusing the preservation of its own authority with the preservation of the reality that originally justified its existence.  Institutions seldom lose legitimacy merely by exercising authority.  They begin to lose it when their principal concern ceases to be what was entrusted to them and becomes their own permanence.  Fidelity then yields to self-preservation.  Mediation becomes self-reference.  Authority, which formerly allowed the reality justifying it to be seen with transparency, gradually begins to obscure it.

Scientific inquiry thus leads toward the problem of moral authority.  If science receives legitimacy from its fidelity to truth, does a similar structure govern those forms of authority that cannot be demonstrated experimentally and yet remain indispensable to common life?  That question introduces the problem of moral authority.

A person who exhorts others to tell the truth is discovered in a lie.  The principle remains.  The authority of the person who invoked it disappears.  That ordinary experience introduces a question distinct from all the preceding ones.  What permits one person legitimately to guide the conscience of another?  Moral authority presents greater difficulties than scientific authority because the goods to which it refers cannot be reproduced experimentally or reduced to measurement.

The answer cannot be found in the intensity of conviction.  Every society knows individuals who proclaim virtue while contradicting through their conduct the very principles they affirm.  Neither eloquence, reputation, prestige, nor office confers moral authority by itself.  Before a judgment concerning the good merits recognition, there must exist a correspondence between the life of the speaker and the principles invoked.

Integrity makes that correspondence visible.  It does not guarantee that every judgment will be true.  Nor does it transform anyone into a perfect example.  It permits moral authority to become intelligible because the person who exhorts others remains equally subject to the norms whose observance is proposed.  What human beings recognize is not perfection, but coherence.

Hypocrisy therefore possesses an incomparable power of dissolution.  It does not destroy the moral principle invoked.  It destroys the authority of the person claiming to speak in its name.  A moral requirement may retain its full truth while a particular person loses the right to formulate it.  The contradiction resides not in the principle, but in the rupture between the principle and the conduct of the person invoking it.

Here too, error must be carefully distinguished from corruption.  A morally serious person may err, correct a judgment, or retrospectively discover the insufficiency of earlier conclusions.  So long as that person remains subject to the principles acknowledged, legitimacy remains intact.  Hypocrisy is not a moral error susceptible to correction, but the deliberate claim to an exemption from the norms imposed upon others.  From that moment onward, the principle ceases to govern the person’s conduct, and the person begins to govern the principle.

The experience accumulated thus far reveals a constant.  The father remains subordinate to the good of the child.  The teacher remains subordinate to knowledge.  The researcher remains subordinate to truth.  Whoever speaks in the name of the good remains subordinate to the principles proposed.  In none of these cases does authority arise from personal superiority.  It arises from sustained fidelity to a reality antecedent and superior to the person exercising it.

When that subordination is reversed, corruption begins to manifest itself without any visible rupture.  The good ceases to govern conduct.  Truth ceases to govern inquiry.  Knowledge ceases to govern teaching.  Principles cease to govern conscience.  What originally justified authority begins to be used to preserve authority itself.  The person becomes the source of an authority previously received from the reality to which that person remained subordinate.

Two persons appear with incompatible claims.  Both believe themselves to be right.  Both appeal to justice.  Neither can independently decide which of the two claims should prevail.  There the need for judgment first appears.  Moral life thus leads toward another and still more complex requirement.  Where several persons advance mutually incompatible claims, the guidance of an individual conscience is no longer sufficient.  It becomes necessary to discern between competing rights.  The need to discern between competing rights gives rise to judgment.

Judgment introduces a mode of authority distinct from all those previously considered.  The father guides the child.  The teacher leads the pupil.  The researcher investigates the truth.  The person who lives according to principles seeks to order personal conduct and guide the conduct of others.  The judge, by contrast, appears where two or more incompatible claims simultaneously demand recognition.  Authority then ceases to stand before one person alone and takes its place between persons whose claims must be weighed according to justice.

The complexity of that function does not alter the structure of legitimacy.  No judge acquires authority by occupying a bench, wearing a robe, or possessing the power necessary to enforce decisions.  Such circumstances make the institutional exercise of judgment possible, but they do not explain why that judgment deserves to be recognized as due.  Judicial authority becomes intelligible only when those appearing before it may recognize that the decision remains subject to justice rather than to the interests, preferences, or convenience of the person judging.

Impartiality, consequently, does not constitute a virtue added to the exercise of jurisdiction.  It constitutes a requirement inherent in the act of judgment itself.  The parties seek not merely a decision.  They seek a decision whose authority proceeds from its conformity with a justice that neither judge nor litigants have created.  Justice thereby occupies the place toward which judicial authority points without ever becoming the possession of the person exercising it.

For that reason, even the appearance of partiality may profoundly erode the legitimacy of judgment.  When those who come before the courts begin to perceive that decisions respond principally to the interests of the judge, the institution, or an external power, authority begins to separate itself from justice.  Judgments continue to be issued.  Obedience may continue.  The judicial machinery remains in operation.  Yet recognition gradually ceases to be directed toward the justice of the decision and begins to be directed toward the force ensuring its enforcement.

Within judgment as well, error must be distinguished from the loss of legitimacy.  Judges remain human beings whose understanding is necessarily limited.  An erroneous judgment does not by itself destroy judicial authority so long as the legal order preserves public procedures capable of correcting it.  Appeal, review, and reasoned dissent do not weaken justice.  They manifest the continued subordination of the judicial function to it.

The corruption of judgment begins in an entirely different place.  It begins when the person judging ceases to understand the self as a servant of justice and begins to understand justice as whatever confirms personal authority.  The exercise of jurisdiction then ceases to disclose the law and begins instead to disclose the power of the judge.  Fidelity once more yields to self-reference.  Office occupies the place formerly belonging to justice.

The same reversal has already recurred under successive forms.  Care degenerates when it transforms another life into an object of possession.  Education degenerates when it replaces formation with indoctrination.  Scientific inquiry degenerates when prestige replaces demonstration.  Moral authority degenerates when principles are used to exempt from them the person invoking them.  Judgment degenerates when justice ceases to constitute the end to which judicial authority remains subordinate.

The recurrence of the displacement through which authority occupies the place of what ought to govern it reveals that the inquiry has reached another threshold.  The question is no longer the examination of particular instances of authority.  What now appears is the common subordination of all legitimate authority to what precedes it and governs its exercise.  The inquiry ceases to ask what makes a particular authority legitimate and begins to ask what makes the legitimacy of all authority possible.

Care, language, education, scientific inquiry, moral conscience, and judgment belong to widely different domains of human experience.  Care belongs to the beginning of life.  Language makes a common world possible.  Education transmits knowledge.  Scientific inquiry disciplines the search for truth.  Moral conscience orders conduct.  Judgment restores justice between conflicting claims.  Despite their diversity, all these experiences remain united by a common structure.

In none of them does authority find its origin in the person who exercises it.  The father does not constitute the good of the child.  The speaker does not constitute the language.  The teacher does not constitute knowledge.  The researcher does not constitute truth.  Conscience does not constitute moral principles.  The judge does not constitute justice.  Each receives legitimacy only while remaining faithful to what precedes the exercise of authority and continues to govern it.

Power and legitimacy thus reveal that they proceed from entirely different conditions.  Power exists wherever someone possesses sufficient capacity to impose conduct.  Legitimacy exists only where authority remains intelligible as the faithful mediation of a reality that does not belong to it.  Power may assert itself through possession.  Legitimacy can be sustained only through fidelity.

Legitimacy is therefore at once more fragile and more enduring than power.  It is more fragile because recognition may disappear while institutions continue effectively to perform their functions.  It is more enduring because the realities from which authority receives legitimacy remain beyond those who exercise it temporarily.  Persons disappear.  Institutions change.  Truth, justice, knowledge, the good, and care continue to judge all those who claim to represent them.

The inquiry undertaken thus far has shown the conditions under which legitimacy arises.  The examination must now turn toward the inverse movement.  It becomes necessary to ask how authority begins to lose the very quality that originally rendered it worthy of recognition.

The corruption of authority does not begin with the abuse of power.  Abuse merely makes visible a corruption already under way.  The true deterioration appears at the moment when authority ceases to refer to the reality that legitimized it and begins to demand recognition for itself.  What formerly remained transparent to truth, care, justice, or knowledge slowly begins to obscure them.  The institution, office, person, or tradition occupies the place belonging to the care, knowledge, truth, justice, or common good that originally justified its authority.

The abandonment of the reality that legitimized authority, followed by the demand that authority itself be recognized, is seldom announced by spectacular ruptures.  It almost always proceeds through imperceptible substitutions.  Fidelity yields to preservation.  Mediation becomes representation.  Representation eventually identifies itself with what it claimed to represent.  Little by little, the distance disappears between authority and the reality from which it received legitimacy.  Authority begins to present itself as though it were the source of what it was merely called upon to preserve.

When authority begins to claim itself as the source of its own legitimacy, legitimacy begins gradually to dissolve even while external stability appears intact.  Recognition ceases to be directed toward the good protected, the truth investigated, the justice administered, or the knowledge transmitted.  It begins instead to be directed toward the prestige of office, the permanence of the institution, the continuity of a tradition, or the influence of particular persons.  Trust is demanded because authority exists, rather than because authority remains faithful to what justified its existence.

The consequences reach every form of civilized life.  Where authority loses the capacity to refer beyond itself, the substitutes encountered at the beginning of this inquiry inevitably reappear.  Force attempts to replace lost recognition.  Fear seeks to preserve obedience.  Custom prolongs practices whose foundation has weakened.  Manipulation manufactures the appearance of a legitimacy it can no longer produce.

Civilization does not therefore consist in the mere accumulation of institutions.  It consists in a complex network of authorities whose legitimacy depends upon continuing fidelity to the realities that gave rise to them.  The health of a civilization is not measured by the magnitude of the power it concentrates, but by the degree of transparency with which its authorities continue to refer to care, knowledge, truth, justice, and the common good.

Only at this point does political authority acquire its full meaning.  Constitutional government does not constitute a problem separate from all that precedes it.  Within the sphere of public life, it gathers together all the forms of legitimacy examined thus far.  The question is no longer whether political power possesses a legitimacy peculiar to itself.  It is whether the constitutional order remains subject to the same requirement of fidelity to a reality that precedes and transcends it.

Civilization preserves these forms of authority through institutions.  No generation could transmit language, knowledge, justice, or political order by itself.  Institutions extend the transmission of language, knowledge, justice, and political order through time.

An institution, however, never possesses legitimacy in itself.  A school exists to educate.  A university exists to cultivate knowledge.  A court exists to administer justice.  A research center exists to conduct inquiry.  Constitutional government exists to order the political life of a community through law.  None of these institutions constitutes the principle from which its authority derives.  All remain subordinate to the reality entrusted to their care.

Institutions therefore combine a strength and a vulnerability that do not appear with equal intensity in personal relationships.  Their permanence permits the preservation of achievements extending beyond the duration of any individual life.  Yet that same permanence introduces a constant temptation.  What endures eventually develops interests of its own.  The preservation of what the institution was meant to protect gradually gives way to the preservation of the institution itself.

The subordination of an institutional mission to the preservation of the institution seldom begins through a deliberate act of corruption.  Institutions initially seek to secure the conditions necessary for the continued fulfillment of their mission.  That concern remains legitimate so long as it remains subordinate to the purpose that justified the institution’s existence.  The problem appears when preservation ceases to serve the mission and the mission begins to serve preservation.  Means occupy the place of ends.  The continuity of the institution gradually occupies the place of fidelity to the purpose that justified its existence.

When institutional preservation begins to prevail over mission, the institution ceases to ask whether it continues to make present the reality entrusted to its care.  Its principal concern becomes its own survival.  A university may continue to inaugurate buildings, expand its programs, increase enrollment, and improve its position in the rankings while the formation of the understanding gradually ceases to occupy the center of academic life.  Nothing appears to indicate an institutional crisis.  Yet the purpose that justified the institution’s existence has begun to yield to the preservation of the institution itself.  Truth, justice, knowledge, or the common good ceases to constitute the supreme criterion of institutional examination.  The center of gravity shifts toward the preservation of the organization.

The loss of legitimacy rarely manifests itself immediately because institutional power ordinarily survives the weakening of legitimacy for a considerable period.  Buildings remain open.  Procedures continue to be applied.  Offices remain occupied.  Decisions continue to be produced.  External forms remain recognizable while the foundation that rendered them intelligible begins to withdraw from public experience.

Institutional deterioration is therefore frequently attributed to secondary causes.  Political hostility, economic difficulties, cultural change, or external pressure is blamed.  All these factors may accelerate decline.  None constitutes its origin.  Decline begins when the institution ceases to measure itself by fidelity to the reality it was meant to preserve and begins instead to measure itself by the effectiveness with which it secures its own continuity.

To understand that decline begins when an institution privileges its continuity over the reality entrusted to its care is to clarify one of the most persistent confusions of public life.  Criticism directed toward an institution is often mistaken for hostility toward it.  Yet genuine institutional fidelity may require precisely such criticism when it seeks to restore the institution to the purpose that justified its origin.

Conversely, the most impassioned defense of an institution may contribute to its delegitimation when it seeks to preserve the institution independently of the good it was called upon to serve.

Recognition, consequently, does not necessarily follow permanence, nor does it inevitably accompany change.  It follows fidelity.  Institutions remain legitimate only so long as they continue to make present what originally conferred authority upon them.

Among all institutions, one bears a responsibility greater than the rest.  Unlike the school, the court, or the laboratory, the constitutional order does not administer one particular sphere of human experience.  It establishes the juridical framework within which all other authorities may legitimately exercise their respective functions.  Constitutional legitimacy therefore constitutes the broadest expression of the same structure that has unfolded from the earliest relationships of care.

Constitutional authority does not constitute an exception to the preceding forms of legitimacy.  On the contrary, it presupposes and gathers them within the organization of public life.  What care accomplishes within the family, teaching within the formation of the understanding, inquiry within the knowledge of truth, moral conscience within conduct, and judgment within the administration of justice, the constitutional order must accomplish in relation to the political community as a whole.

Government therefore never acquires legitimacy merely by governing.  To govern demonstrates the existence of power.  Constitutional legitimacy raises a different question.  The existence of a government does not answer that question.  It merely makes the question impossible to evade.

The answer cannot depart from the structure already disclosed within every preceding form of authority.  Just as the teacher does not constitute knowledge, the researcher does not constitute truth, and the judge does not constitute justice, government does not constitute the origin of the public authority it exercises.  Political authority necessarily remains subordinate to a reality that precedes and transcends it.

That reality is not the government itself, the organs composing it, administrative continuity, the effectiveness of public policy, institutional permanence, international recognition, partisan support, or the practical necessity of maintaining order.  All these circumstances may accompany the exercise of power.  None is sufficient to confer legitimacy upon it.

Public authority remains legitimate only so long as it continues to be attributable to the political community from which it proceeds.  A government may retain control over ministries, public administration, the armed forces, and international relations.  None of those circumstances yet answers the decisive question.  All describe who exercises power.  None yet demonstrates to whom public authority is constitutionally attributable.  Government is not the owner of public power.  It exercises that power in the capacity of a derivative authority.  The source of that authority always remains outside government itself.

That same subordination protects the constitutional order from one of the oldest temptations of politics.  Every government tends spontaneously to identify the continuity of its own existence with the continuity of the political community it administers.  Yet the two can never be identical.  The political community remains.  Governments pass away.  Public power does not belong to those who temporarily exercise it.

When government begins to identify the continuity of its own existence with the continuity of the political community, the corruption through which authority occupies the place of the reality that ought to govern it reappears.  Government gradually ceases to refer to the political community from which it receives legitimacy.  It begins to claim recognition because it governs, because it administers, because it preserves order, because it has survived, or because no immediate alternative appears to exist.  The source of legitimacy begins to yield its place to the exercise of power itself.

At that moment, constitutional attribution begins to be replaced by mere political effectiveness.  Public recognition ceases to be directed toward the constitutional conditions from which authority arises and begins instead to be directed toward the continued possession of power.  Administration replaces attribution.  Continuity replaces legitimacy.  Possession replaces title.  Elections may continue to be held.  Courts may continue to issue judgments.  The budget may continue to be executed.  Yet public discussion may already have ceased to inquire into the constitutional title of power and begun to concern itself solely with the administration of those exercising it.  There the substitution begins to become visible.

The replacement of constitutional attribution by political effectiveness does not require the immediate collapse of the constitutional order.  Constitutions may continue to be invoked.  Institutions may continue to function.  Elections may continue to be held.  Governments may continue to administer the state.  The visible forms of constitutionalism remain standing while the legitimacy that gave them meaning gradually withdraws from public consciousness.

The consequence extends beyond the political sphere.  When public authority begins to claim recognition by virtue of its mere permanence, subordinate institutions eventually reproduce the same reversal.  The subordination of authority to the good, knowledge, truth, justice, and the political community weakens throughout civilized life.  The substitution of control for care, first perceived within relationships of dependence, ultimately reaches its broadest political expression when the permanent exercise of power occupies the place of constitutional attribution.  Civilization then begins to reorganize its understanding of authority around power rather than legitimacy.  The displacement seldom manifests itself simultaneously within every sphere.  It may begin in the family, continue within the school, become visible in institutions, and eventually reach the political order.  Wherever authority begins to justify itself through the permanence of the person exercising it rather than through the reality to which it remains subordinate, permanence occupies the place of legitimacy.

No civilization can sustain itself exclusively upon power.  Power organizes conduct, secures obedience, protects borders, administers resources, and represses disorder.  None of this explains, however, why authority continues to be recognized as due after fear disappears, circumstances change, or a greater force arises.  Power governs conduct.  Legitimacy governs recognition.  Where recognition disappears, power must rely with increasing intensity upon the substitutes that legitimacy had rendered unnecessary.

The most profound danger confronting a civilization therefore seldom appears initially in the form of violence.  It begins when attention ceases to be directed toward the realities that justified authority.  Care is replaced by control.  Knowledge by prestige.  Truth by consensus.  Justice by decision.  Constitutional attribution by the administration of power.  Little by little, attention ceases to be directed toward what conferred legitimacy and becomes fixed exclusively upon the person exercising authority.

None of this need assume a revolutionary appearance.  Parents continue to raise their children.  Teachers continue to teach.  Researchers continue their work.  Judges continue to issue decisions.  Governments continue to govern.  Outwardly, civilization appears to preserve the same physiognomy.  Yet beneath those familiar forms, another source of recognition has been established, founded upon utility, influence, identity, necessity, or mere permanence, which begins to occupy the place formerly belonging to legitimacy.

When the substitution of legitimating reality by the authority that claimed to represent it becomes habitual, the nature of disagreement itself changes.  Discussion ceases to ask whether authority remains faithful to the reality that legitimized it.  It begins to ask only whether authority is effective, convenient, representative, or sufficiently powerful to impose itself.  Inquiry into legitimacy slowly disappears from the public horizon.  Power begins to explain itself.

From that moment onward, every authority bears an increasing burden.  No institution can indefinitely replace through force what legitimacy alone can sustain.  Fear is eventually exhausted.  Custom loses force with the passing of generations.  Manipulation ultimately reveals the will directing it.  Even force encounters limits beyond which obedience ceases to produce recognition.  Authority that has ceased to refer to a superior reality ultimately depends upon itself alone.

The decisive question has never consisted in determining whether civilization requires authority.  No form of common life can exist without it.  The true question is whether authority will continue to recognize the realities from which it derives legitimacy or whether it will ultimately replace them with itself.  No generation is exempt from answering that question anew.

The abolition of legitimacy destroys more than governments or institutions.  It destroys the very possibility that one human being might recognize the authority of another without being reduced to force, fear, custom, or manipulation.  The loss does not belong exclusively to the political order.  It reaches every relationship through which a common world may come into existence.

Legitimacy therefore does not constitute an incidental attribute of civilization or a quality reserved for constitutionalism.  It constitutes the silent condition permitting human beings to inhabit a common world without having to explain every form of authority through domination.  So long as that condition remains alive, authority will continue to be transparent to the reality that legitimizes it.  When it disappears, civilization will not perish immediately.  It will simply begin to forget why authority existed.

July 15, 2026
In transit through Pennsylvania

Domains of Action

January 14, 2026

A diagnostic study of how public life continues to function when judgment is limited and conditions remain unsettled



Mantra: Domains of Action
21” x 28.5”
Watercolor, graphite, wax crayons,
ink and gesso on paper 
2003

Note:

Nothing I say belongs to the painting.

The painting does not need words.

It already speaks in its own medium, to which language has no equivalent.


This work was not written to advance a position or to resolve a debate.   It emerged from sustained attention to conditions that could not be ignored without distortion.   Writing, in this sense, is not an expression of purpose, but a consequence of awareness.

The pages that follow do not claim authority through expertise or urgency.   They proceed from the recognition that judgment must often act under incomplete conditions, and that clarity, when it appears, does so gradually and without assurance.   What is offered here is not a conclusion, but a continuation: an effort to remain faithful to what can be observed when attention is sustained.

This study does not proceed from constitutional expertise, institutional authority, or professional proximity to governance.   It proceeds from observation.   Its claims arise from sustained attention to how public life continues to function under conditions in which judgment is constrained, information remains incomplete, and decisions must nonetheless be made.

In fields where credentialed knowledge often determines legitimacy, writing from outside formal authority can invite dismissal before engagement.   That risk is real.   Yet the conditions examined here are not confined to technical domains.   They are encountered daily by citizens, officials, institutions, and systems alike.   Judgment under uncertainty is not a specialized activity; it is a shared condition.

The absence of formal expertise does not exempt this work from rigor.   It requires a different discipline:   restraint in assertion, precision in description, and fidelity to what can be observed without presuming mastery.   The analysis does not claim to resolve constitutional questions or prescribe institutional remedies.   It examines how governance persists when clarity is partial, when authority operates through multiple domains, and when continuity depends less on certainty than on adjustment.

If this work holds value, it will not be because it speaks from authority, but because it attends carefully to how authority functions when no position—expert or otherwise—can claim full command of the conditions it confronts.

*


This work clarifies a confusion that appears across many political cultures:   the tendency to treat “republic” and “democracy” as interchangeable ideals rather than as distinct components of governance.   The chapters observe how political arrangements continue to operate when inherited categories no longer clarify what is taking place.

The method is observational.   Political life is described as it is experienced:   decisions made without full knowledge, terms used out of habit, and institutions that adjust internally while keeping the same outward form.   The analysis begins from the limits of judgment as a daily condition:   people must act before they fully understand the circumstances in which they act.

What follows does not argue for a model or defend a tradition.   It traces how language, institutions, and expectations diverge across different domains of action, and how public life continues to operate under conditions that do not permit full clarity.

*

Ricardo F. Morín,December 18, 2025, Oakland Park, Florida.


The Limits of Judgment in Public Life

1

Public life depends on forms of judgment that are uneven and often shaped by the pressures people face.   Individuals arrive at political questions with different experiences, different levels of knowledge, and different conditions under which they weigh what is put before them.  These differences do not prevent collective decisions, but they shape how clearly political terms and arrangements are perceived.   Everything that follows—how authority is organized, how participation is structured, and how each is described—develops within this clarity, which is limited and variable.

2

Political terms remain stable even when they are understood to different degrees.   Words such as republic and democracy have distinct meanings—one referring to an arrangement of authority, the other to a method of participation—yet are often used interchangeably.   The terms carry familiarity, even when the clarity required to keep them separate varies by circumstance.   As a result, public discussion may rely on established language without consistently matching it to the arrangements actually in effect.

3

A republic identifies an arrangement in which authority is held by public offices and exercised through institutions rather than personal rule.   A democracy identifies the method through which people participate in public decisions, whether directly or through representation.   A republic describes how authority is contained; a democracy describes how participation is organized.   Because these terms refer to different dimensions of political life—one structural, the other procedural—a single system may combine both.   The United States exemplifies this combination: authority is institutional and public, while participation is organized through elections and collective choice.

4

Public discussion often relies on familiar terms to describe political arrangements without tracing how authority and participation are actually organized.   Broad references substitute for institutional operation, allowing language to remain continuous even as circumstances shift.   The terms persist not because they precisely describe current arrangements, but because they provide a stable vocabulary through which public life can continue to be discussed as it adapts.

5

Patterns of this kind appear across many societies.   When circumstances are unstable, authority tends to concentrate; when conditions are steadier, participation often widens.   The direction is not uniform across countries or periods, but the pattern is recognizable:   authority gathers or disperses in response to conditions rather than to the language used to describe political life.   What varies is how clearly a society distinguishes between the structure that contains authority and the method through which participation occurs.

6

This movement between concentrated and dispersed authority appears differently across national contexts.   In Venezuela, references to the republic have often accompanied periods of strong executive direction, while appeals to democracy have not consistently been supported by durable procedures of participation.

In the United States, the emphasis sometimes reverses.   Democratic language is used to affirm broad popular involvement at the point of election, while republican structure is invoked to justify subsequent limits on participation through institutional filtering—nominee selection, confirmation timing, strategic vacancies, and procedural sequencing.   Presidential nominations move from popular mandate into Senate committee review, confirmation votes, and ultimately lifetime tenure, where decision-making authority is consolidated beyond direct public reach.

The terms differ, but the underlying pattern converges:   participation expands symbolically at the moment of selection and contracts structurally in the domains where authority is exercised over time.

7

Public life is easier to follow when the distinction between structure and participation remains visible.   A republic identifies how authority is arranged through offices and institutions; a democracy identifies how participation is organized through collective procedures.   When these terms are used without that distinction, attention shifts from institutional operation to nomenclature.   Debate turns toward language rather than process, and the movement of authority becomes harder to trace.

8

No single combination of structure and participation satisfies all the demands placed on public life.   Concentrated authority allows for speed but limits inclusion; broad participation expands inclusion but slows coordination.   Most governments combine these elements in varying proportions, and those proportions change as conditions change.   The relation between authority and participation becomes clearer in some periods and more opaque in others.

9

When this relation is unclear, people orient themselves by what is most visible.   Some look to executive action; others to representative bodies; many respond primarily to immediate outcomes.   These points of reference shape how the system is experienced even when its formal structure remains unchanged.

10

Public life continues not because its conditions are settled, but because decisions cannot wait for full certainty.   Authority acts while circumstances remain incomplete, and participation proceeds without full anticipation of its effects.   The system endures through this necessity: decisions are made under partial visibility, terms persist beyond their precision, and institutions adjust internally without losing their outward form.   What holds public life together is not clarity, but the need to proceed in its absence.


Executive Action Under Uncertainty

1

Executive action is the domain in which decisions are least postponable.   Unlike deliberative bodies, the executive is structured to act before conditions stabilize.   Time pressure, incomplete information, and competing signals define its operating environment.   This does not make executive judgment exceptional; it renders its limits more visible.

2

Because executive decisions are publicly observable, they often become the primary reference point through which political life is interpreted.   Orders, statements, appointments, and enforcement actions are easier to see than the processes that precede or follow them.   Visibility creates the impression of control even when outcomes remain uncertain.

3

The authority of the executive is often described as personal, yet it is exercised through institutional mechanisms.   Decisions attributed to an individual are carried out through agencies, procedures, and delegated discretion.   This layered execution allows action to proceed while responsibility is distributed across structures that remain largely out of view.

4

Periods of uncertainty tend to compress authority toward the executive.   When coordination slows elsewhere, executive action fills the gap.   This concentration does not require a change in constitutional structure; it occurs within existing forms as responsibilities narrow and timelines shorten.

5

Public judgment frequently focuses on decisiveness rather than conditions.   Speed is mistaken for clarity; repetition for resolve.   The question of whether a decision could have been otherwise is displaced by whether it was made visibly and without hesitation.

6

This focus alters how accountability is perceived.   Because executive action is immediate, it absorbs praise and blame even when outcomes depend on factors beyond executive control.   The executive domain becomes symbolically overloaded, functioning as a proxy for the system as a whole.

7

Over time, this dynamic reshapes expectations.   Executives are asked to resolve conditions that no single office can manage.   When results fall short, dissatisfaction is personalized rather than structural.   Judgment narrows toward figures instead of processes.

8

The persistence of executive action under uncertainty does not indicate failure elsewhere.   It reflects the necessity of action where delay carries its own costs.   The executive does not eliminate uncertainty; it operates within it.

9

As established in Chapter I—The Limits of Judgment in Public Life—the distinction between structure and method remains intact.   Executive authority is one structural component of the republic.   Its prominence under uncertainty does not convert the system into personal rule, nor does it dissolve other forms of participation.   It alters their relative visibility.

10

Executive action continues because decisions cannot wait for conditions to stabilize.   What the public observes is not mastery, but motion.   The domain appears decisive not because it resolves uncertainty, but because it must act while relevant information remains in flux.


1

Administrative action operates at a distance from public attention, not because it is concealed, but because it unfolds through structures designed for continuity rather than visibility.   Rules are applied, procedures adjusted, and priorities reordered within agencies whose work sustains governance without occupying the foreground of political life.   These actions rarely present themselves as discrete decisions, yet they shape outcomes as directly as legislative acts or executive orders.

2

Although the executive branch bears the most visible weight of action, it does not act alone.   Authority moves through a dense internal structure—departments, offices, and administrative hierarchies—that translates executive direction into practice.   Within this structure, different temporal orientations coexist.   Some units respond to the immediacy of political mandates; others operate within constitutional and statutory frameworks intended to secure duration, stability, and institutional memory.

3

What appears publicly as a unitary executive act is, in practice, the visible edge of a distributed process.   Administrative authorities do not replace the legislative function, nor do they interpret law in the judicial sense.   They apply existing statutes, regulations, and precedents to concrete circumstances, exercising discretion only within bounds already defined.   Governance continues through this application not because interpretation expands, but because execution must proceed even when direct legislative action is absent or delayed.

4

Procedural substitution occurs when formal decision-making cannot advance at the same pace as events.   When legislation stalls, or when executive authority reaches its constitutional limits, administrative processes absorb responsibility by adjusting how existing rules are applied.   Guidance is refined, enforcement priorities are reordered, and procedural pathways are recalibrated so that action can continue without altering the legal framework itself.

5

The effect of this adjustment is cumulative rather than declarative.   Procedures acquire force through sustained use across cases, offices, and time.   What matters is not the announcement of a decision, but the establishment of a practice that becomes operative through repetition.   Authority is exercised through continuity of application, not through proclamation or display.

6

Because responsibility is distributed across agencies and routines, public judgment often struggles to locate where change occurs.   Outcomes appear without a single moment of decision to which they can be traced.   This dispersal does not eliminate accountability, but it complicates it. Effects are experienced before their procedural origins are understood, if they are understood at all.

7

Over time, this mode of governance reshapes public expectations.   Citizens may sense that conditions have shifted while remaining uncertain about who acted or how.   Dissatisfaction attaches to the system as a whole rather than to identifiable actors, not because authority is absent, but because it operates through channels that do not align with public narratives of decision and responsibility.

8

Administrative displacement does not signal institutional breakdown.   It reflects the necessity of maintaining governance under constraint.   When formal decisions cannot be taken at the speed required, procedures adapt so that authority continues to function without exceeding its legal bounds.   The system does not suspend itself; it adjusts its pathways.

9

This domain illustrates the separation between form and operation established in the opening chapter.   The constitutional structure of authority remains intact, while its execution shifts in emphasis and sequence.   What changes is not who holds power, but how that power is carried forward under conditions that do not permit explicit resolution.

10

Governance persists through these substitutions because action cannot stop.   Authority moves not by abandoning its limits, but by working within them.   The continuity of public life depends less on visible decisions than on the capacity of institutions to apply existing frameworks to changing circumstances—imperfectly, and without claiming finality.


Electoral Ritual and the Persistence of Form

1

Elections are the most recognizable feature of democratic participation.   They provide a recurring structure through which public involvement is organized and displayed.   Their regularity creates a sense of continuity even as surrounding conditions change.

2

As ritual, elections affirm participation through repetition.   Procedures remain familiar—campaigns, voting, certification, transition—and establish a shared sequence that signals order and legitimacy.   These outward forms sustain confidence in the process, even when outcomes remain uncertain.

3

Elections endure not because they resolve conflict, but because they organize trust at the point of selection.   They do not settle disagreement; they make continued coordination possible by establishing a recognized moment of authorization.

4

Once trust is organized at the point of selection, public attention shifts from the mechanics of participation to the visibility of results.   Winning and losing replace examination of how participation translates into policy, administration, or enforcement.   The ritual satisfies the expectation of involvement, while attention moves away from the pathways through which authority is exercised after selection.

5

This emphasis on outcome reinforces symbolic stability.   As long as elections occur on schedule and results are recognized, the system appears intact.   Questions about how decisions are made afterward—how authority is carried forward, distributed, and constrained—receive less sustained attention.

6

Discrepancies between electoral choice and lived experience are often attributed to individuals rather than to institutional pathways.   Dissatisfaction becomes personalized, while the structural distance between participation and governance remains largely unexamined.

7

Electoral rituals persist because they serve a stabilizing function.   They mark transitions, renew legitimacy, and provide a shared reference point for public life.   Their endurance does not depend on their capacity to resolve underlying pressures, but on their ability to preserve coordination in the presence of disagreement.

8

As conditions change, participation may become more expressive than effective.   Voting signals presence and alignment, even when it does not materially alter administrative or executive trajectories.   Expression remains visible; influence becomes less certain.

9

Democracy, understood as method, remains visible and active.   What fluctuates is the degree to which participation reaches into the domains where decisions are continuously adjusted, and where authority continues to operate after the moment of voting.

10

Public life continues through this arrangement because action cannot pause at the point of selection.   Decisions proceed while conditions evolve, information accumulates unevenly, and responsibility shifts across domains.   What endures is not resolution, but continuity: governance advances through adjustment rather than completion, sustained by institutions that act without claiming finality.


“Meditations on Ortega y Gasset”

December 19, 2022

*

Acknowledgment

I

First, I would like to share with my readers my utmost gratitude to Billy Bussell Thompson (b. November 23, 1942), Ph.D., Professor Emeritus of Linguistics at Hofstra University, for his generosity in being a mentor and editor.       His scholarly trajectory goes from 1963 to 1993.        Among his most salient publications in English, we have:       Relic and Literature . . .; Bilingualism in Moorish Spain; The Myth of the Magdalen . . .; etc. . . .

II

Since 1989, our friendship has extended over more than three decades.       We have worked in close proximity on at least a dozen articles and short stories (published in WordPress).        I have been fortunate to count on his frankness and support.       He has never minced words.       He has been blunt, when any of my drafts seemed without merit.        When that was the case, the articles went into a shredder, and I was satisfied by the integrity of his prose, as well as by my understanding of my own limitations as a writer.        Prof. Bussell Thompson (B.B.T.) usually compares the skill of prose writing with that of a narrowing cone of vision.         This selective cone of vision is akin to the aesthetic integrity of a visual work of art.       With the present endeavor, Prof. B.B.T. believed, from the very beginning, in the possibility of bringing forth this story as a team.       Even though we live in different regions – geographically far apart – of the USA, we have had no trouble communicating via phone and email.

III

This narrative seeks to explain the confusion found in society and politics, and even their seeming lack of purpose.     For this reason, I dedicate my narrative to the readers.

IV

Initially, I knew not where this would lead.           I submitted a five-paragraph draft to professor B.B.T.       As he began to read, he paused and asked if I was alluding to Plato’s allegory of the cave.     Surprised, I asked him to stop.       I replied that his reference to Plato placed me in a different perspective.       Gratefully, I added that his question was most welcome; at that point, I wanted to read more before continuing.

V

He encouraged me to reread Plato’s dialogues.       To this he added that I take into account any ambiguity associated with Plato’s conception of the ideal authority of the State (politeia) or Nation.       He referred to the Platonic ideas controversial in current discussions.        He also recommended reading José Ortega y Gasset (1883-1955).        He included The Revolt of the Masses [1929] and The Dehumanization of Art [1925].         He suggested that I be aware of Ortega’s meritocratic liberal perspective (though we believed that Ortega had not been known for openly endorsing any political ideology) and to heed the relevance Ortega gives to the man who is aware of his limitations – opposed to the man who is unaware:     both the bourgeoisie and the mass man (who exemplify, for him la razón sinrazón [the reason for unreason]) – as explained in The Revolt of the Masses.       And finally, I focus on the distinction between “content” and “form,” to explain the break by the avant-garde from the bourgeoisie.

VI

Professor B.B.T. and I also had an exchange of ideas over the parallels between the Platonic and Orteguian thought.      He advised me then to read anew Meditations on Quixote [1914] both in Spanish and in English.      There, B.B.T. thought that I could find a significant or productive landscape of ideas on which to reflect and, thus, be able to develop my own interpretations about the nature of knowledge, its limits, and how to find the meaning of the ideal of truth.

VII

In writing my last short story, entitled In Darkness, Professor B.B.T. had already urged me to note the meaning for circunstancia1 (“circumstance”) as defined by Ortega in Meditations on Quixote.       It was clear to us that both Ortega’s phenomenological approach to “circumstance” and Plato’s thesis on the transformation of the individual (through knowledge) shared commonalities, which nurtured my own narrative.

VIII

But, the narrative journey proved to be just as challenging as Professor B.B.T. had pointed out.     His criticism, even then, never ceased being constructive and energetic.    His compassion was present as long as I was mindful of the necessity for clarity and precision.    Often, he would cite Ernest Hemingway’s authenticity and precision. 

IX

Time and time again, I experienced enormous pain in trying to comprehend what I wished to express.    Freeing my prose from superficiality was like taking a deep breath to exhale the vagueness of my anxieties.    Sometimes I was unable to get away from the obvious.    Other times, either I hid behind the complex, or I would cling to abstract and cryptic thinking:    the reductive jargon of the social sciences.    Professor B.B.T. repeatedly suggested succinctness:      I needed to respect the simplicity of language and find a way to its accessibility.    Bringing Plato and Ortega to the reader was my responsibility.    I was not to imitate them nor to think like them, but to represent them authentically.    My first obligation was to the reader.    For this I had to avoid euphemisms, randomness, and diversion.    The affirmation of effective communication is an objective worth the effort.      I would only understand myself, if I were to understand the reader.

X

B.B.T.’s exhortations and criticisms, I welcomed enthusiastically.    His challenge became mine.  He has been exorcising my limitations for two decades:    Every time we have worked together, I have discovered something new in myself.    I have become more attuned to both English and Spanish.    I have had to be my own translator.     In these instances, I have grown more respectful of the two languages.    I have had to capture their essence by comparing them:     the one informs the other.

*

Prologue

In Plato’s dialogue Theaetetus [circa 369 B.C.E.], Socrates proposes that the extraordinary extraction of ideas is like bringing forth a new life and purging what is unnecessary.    Likewise, the aim here is to produce and discuss what enlightenment is, and the obstacles to its achievement.    Socrates has helped me in my definition of knowledge:     Is morality universal, or is objective morality even possible?    For these ideas I am indebted both to Plato and to Ortega y Gasset.

Ricardo F Morin, December 19, 2022

Editor Billy Bussell Thompson

 

*

Plato, Roman marble bust copied from Greek original, 4th century B.C.E., Capitoline Museums, Rome.

*

Socrates, Roman marble bust copied from Greek original, 2nd half of the 4th century B.C.E., Capitoline Museums, Rome.

*

José Ortega y Gasset (1883-1955), detail of photograph of his impersonation of Honoré de Balzac, circa 1900.

*

One way to objectivity is to recognize one’s own subjectivity.    Metaphors for understanding reality are rare.    One sees the world primarily through one’s own experience.    It is difficult (though not impossible) to understand what one has not experienced.    Truth never rests:  It is not singular, but always plural.

Anonymous

*

1

Index

  • 1. Awareness of the Transformation of One’s Self:

The highest principle of inquiry is consciousness of one’s self.    In inquiry lie the beginnings of change.

 

2

Index

  • 2. The Absence of Trust:

In our age of disbelief, the stories we tell each other about the past and the present seem to be in a state of collapse.    There is a lack of continuity in the social order, increasingly suffocated by misinformation and distrust.  We challenge each other over what is real and what is not.

3

Index

  • 3. The Unassailable Truth:

For most of us an ultimate truth remains unattainable and the stories we share from the past and the present no longer seem useful.    Along with the disappearance of our past stories, both the person who seeks truth and the act of giving a person his due are in crisis.     Our society finds itself defined by a decline in trust both in government and its institutions.    Despairingly, the challenge is that the creation of new stories has become an act of preservation.     Likewise, autocracy is on the ascendance.    A lack of faith has sown aimlessness.    What can change this course of despair?    What will bring enlightenment to us?

 

4

Index

  • 4. Consciousness:

Knowledge is constantly changing and the result of this destabilization carries us into greater disorder.     For this reason clarity is more necessary than ever to understand ourselves.     Even if clarity is not always possible, to know oneself is imperative.    Thus arises the tension between continuity and change.    Here lies the quest for survival.

 

5

Index

  • 5. Not Knowing:

Not knowing is the essential condition of existence, despite one’s apparent desire for knowledge or for authority.     To know is to inquire.     Reality, though fleeting, inspires reflection.     Change begins with the recognition that one is not in isolation.     Not even the one (who seeks self-sacrifice for his spiritual advancement) by absolute cloister could get rid of his entanglement with the world.    It is by relating to other people and his environment that this person comes to know who he is.     Not even he (who despises the symbols of fear) is capable of freeing himself from his anguish.   The fear of not knowing hangs over all of us.     It is possible that striving without measure (in the aspiration for rationality) only leads us to end up being irrational:     Here lies the origin of complexity given the absence of innocence.

 

6

Index

  • 6. The Energy of Life:

In his theory of cultural attributes (Meditaciones del Quijote, Meditación preliminar; Índice 8, La pantera o del sensualismo, pág. 21), José Ortega y Gasset gives us his concept of razón vital2, which means reason is expressed through life itself.    Ortega parses the European mind into two archetypes:     the Germanic and the Mediterranean.     The former is meditative and the latter sensuous.   Of the sensuous he says:     The predominance of the senses usually implies a deficiency in inner powers.    What is meditating as compared with seeing?     As soon as the retina is hit by the arrow from without, our inner personal energy hastens and stops the intrusion.     The impression is registered, subjected to civilized order; it is thought, and in this way it is integrated in the building up of our personality, and cooperates within it – Evelyn Rugg and Diego Martín’s translation – Notes and Introduction by Julián Marías – pp. 85-86.     The Orteguian admonition here is to find the balance between extremes:   between the excesses and deficiencies of these two archetypes.

 

7

Index

  • 7. Human Agency and Its History:

A second source for my understanding of the mind and the senses is found in Plato’s Republic (politeia) – Socrates’s dialogue of the allegory of the cave at the beginning of Book Seven.     There have been many interpretations.     Mine differs.     My purpose is to rid suffering from the mind of the freed slave.     Once freed from shackles, the mind of the freed slave (who ascends to the mouth of the cave) discovers its own vision of the world.     Despite the sun’s glare, the uneducated mind is transformed by the newly found ideal of truth.     But the awareness by the prisoner (who has remained behind) is inseparable from the condition of the freed man:      The slave (remaining in shadows of suffering) is not entirely separable from the memory of the freed man.     Because of suffering, the freed man’s mind is aware of its inability to know.      At the same time, the freed mind learns how its own transformation may be dependent on the new course of its history.     This mind’s actions allow participation in change, and change is possible through self examination.      The mind examines itself through meditating.     Meditation is not an obligation, but a necessity.     Meditation is the result of the mind’s freedom and it is the means to understanding its own choices in its approach to truth:     But this effort is only an approximation to the infinity of truth.     The freed mind (facing the visible world) is lacking here.    Thus, the freed mind recognizes that neither its actions nor the course of its history is predictable.     They (i.e. the mind’s actions and the course of its history) come from multiple possibilities about belief.  

The freed mind realizes that time is an illusion:     Time is fleeting, false, and deceitful.     The mind, habitually trapped in its past, remains mired in pain.     Anger (which comes from the past in search for justice) has for its sole purpose the manifestation of resentment.     But anger only manages to put its existence on hold, awaiting compensation.     Just as time is an illusion for the mind, the quest for emotional reparation is also an illusion.     For the mind, there is no vindication by being trapped in the labyrinth of illusion.     Only the rationality of active love can compensate for anger.     If the mind of the lover of truth can project itself lovingly in the direction that it resents, then a liberating sense of bravery arises towards itself.     Anger and sentimentality are one and the same.      As the force of love sheds sentimentality, one’s desires dissipate and with them anger as well.     Thereby, violence ceases to exist.     Socrates’s allegory of the mind (freed from suffering) carries all these implications and comparisons towards a goal of Ideal Truth.

 

8

Index

  • 8. Alertness:

In an effort to understand Ortega’s concept of circumstancia (“circumstance”), his Meditación preliminar, Indice 6, Cultura mediterránea, explains to us that when he goes through the landscape of ideas he has to meditate with alertness on the influence of his experiences.     Needless to say, this includes all his past and present relations, the geographies he has occupied, and everything he has done in life.     Ortega forewarns us of the risks in this act of meditation:   We are accompanied by a keen suspicion that, at the slightest hesitation on our part, the whole world could collapse, and we with it.    When we meditate, our mind has to be kept at full tension; it is a painful and integral effortIndex 6, Mediterranean Culture, translated by Evelyn Rugg and Diego Marín (Introduction and notes by Julián Marías [a favorite student of Ortega y Gasset]), p. 34.     In Plato’s dialogues, the same “effort” is found:     Through the act of meditation, Socrates’s freed man draws transformation and redemption from the narrow crevices among ideas.     Meditation helps the lover of truth get closer to his existential condition; it offers him the possibility of reacting differently, and sustains him with the very energy that life provides.

 

9

Index

  • 9. Faith:

For the one who fears meditation, having faith in one’s own actions and changes are not sufficient for inquiry.     History is not alive for him:     It is at a point of no return; it is dead.    This person is in a world of despair and surrounded by the proverbial dancing of shadows.     This person is bound in his own chains, is overwhelmed by a lack of confidence, and is, without trust, unable to make a leap of faith.     Neither the notion of individuality nor the concept of free will seems satisfactory any longer.      This person relinquishes personal power and is unaware of the forces influencing his mind and his senses.     His refusal to face reality becomes a conscious decision for the suppression of truth.     This refusal is antithetical to life itself.    For him, life becomes enslavement and stands in opposition to the freed man, who fearlessly ponders the reality of the visible world, and passionately delves into the exploration of the unknown.   The mind of the freed man represents Ortega’s concept of razón vital, desirous to be absorbed by it.

 

10

Index

  • 10. Deliverance:

Distractions can be multiple.     In Ortega’s playful analysis, he implies that if meditation is extraneous to the fears of the mind, it can succumb to obsession, and even fall despairingly into manias.      Ortega values the relevance of every influence.     He understands that a human being and his landscape are not separate.     The unity of the two means his salvation by circunstancia (“circumstance”):   Thus his appreciation of circunstancia:    Yo soy yo y mi circunstancia, si no la salvo a ella no me salvo yo – Al Lector, Índice, pág. 41 (which I translate as “I am myself [in a world of perceptions] and also the material world that surrounds me; if I don’t save them, I don’t save myself”).     Incidentally, here Ortega preempts his conclusion with what he has read in the Bible:   Benefac loco illi quo notus es3  (loosely translated into English as “do good in the place where you are known”).     With these remarks, Ortega reinforces the idea that he is unable to disassociate himself from his surroundings.    If he is to flourish and to find salvation, it will be necessary for him to understand and protect what he shares with his environment. 

Parallel to Ortega’s analysis is Plato’s Socratic allegory, which teaches us the effect that the visible world has on our mind.     From these two perspectives, the mind tends to be discouraged by what it does not understand.     Awareness of the visible world’s influence is for both thinkers an instinct for survival.     To be aware, therefore, means to be silent, away from the deafening sound of fear.      As long as there is fear, promoted by the progress of civilization, there will be no movement or separation from distractions.     Confronting fear means dispersing it, making it disappear.     Dispersal of fear is fundamental to the understanding of self.      Releasing oneself from fear is confronting one’s not-knowing.     Enslavement (at the depth of the cave) is equivalent to accepting the impositions of fear.     Both, for Ortega and Plato, the opposition to indifference is found through meditation; thereby one is able to be alert and know oneself.

 

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Index

  • 11. Perception and Storytelling:

​True confidence is living in uncertainty.     An overriding fact is that human beings organize themselves around the making of stories.      Every story we create is an act of piety that consoles the mind.      Yet new stories and old ones are provisional tools that fill the gap of our faith, filling in the void of our ignorance.      Whether the story be true or not, storytelling rescues us from ourselves.      Storytelling is our razón vital.    It seeks to expose us to the best possible meaning of ourselves:     Meaning in storytelling is found by investing oneself with the willpower to exceed adversity.    Meaning is found by creating something new within oneself.    Meaning is found in one’s vulnerability and in the constant pain to overcome it.      The process of finding meaning reveals that one cannot control Truth.     Happiness depends on how one accepts the absence of control, and how we can stop disliking our limitations.​

Storytelling persuades us to think that one’s actions will spread deeply into one’s consciousness.     One may not always be able to defeat the element of preconception, for bias is always with us.     As long as suffering, uncertainty, and the effort to overcome them exist, bias will persist.     Bias lurks behind our thoughts, quiet and insidious, yet it is there for a reason in spite of its harmful effects.    The irony is that if one banished preconceptions, there would be no further progress.    In any story, if the hero overcomes the villainy of bias, it is because he is able to change:     If one does not overcome bias, one does not grow and there is no transformation.     Success is not as important as the struggle to overcome bias.    Every time adversity comes to us, it is an opportunity for the recognition of those preconceptions that still reside in ourselves.     Success does not provide happiness.     Happiness is only possible through self discovery.     As such, one becomes symbolically the whole of humanity.     This is its highest expression:     The creation of something new as we face adversity, and the worse the adversity, the greater the opportunity.

 

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Index

  • 12. Reasoning (sentience vs sapience):

Awareness of fiction is the appreciation of the paradox between what is and what is not.     Knowledge expresses not only the awareness of one’s own intuitions and senses, but also the reasoning about those intuitions, senses, and impressions.    That is, every time we examine the perception of our memory, we are editing our understanding.    Thus, the way we organize and observe ourselves comes from our desires and senses at that moment, and this comes from our memories.    For instance, it is difficult for us to agree on a common origin or a common thread uniting us as a species, even if that may be true.     Whether we wish it or not, we define ourselves by the histories we create either in groups or in countries.     In doing so, we are actually imagining separate and fragmented believes that we belong to separate locales, cultures, and races.     Yet, there is an unavoidable thread that connects us as a species.     Such composition is found in our common and preponderant origin, though our perception may resist being part of it.     We endow ourselves with differences dictated by the conditioning of our perceptions.     In The Revolt of the Masses, Ortega refers to this condition as la razón de sinrazón (“reason without reason”), which explains our deeply rooted irrationality and fragmentation.        Knowledge implies greater content than what is gained through the form of our perceptions.     Our minds tend to abbreviate history, even believing that it does not exist. Yet the more expansive the “circumstance” or condition of apprehending truth, the greater the maturity our existence demands from us.

 

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  • 13. Maturing Emotional Intelligence:

If a human being is the measure of all things, then also one comes to appreciate that knowledge is always inconclusive.     Thus, meditation strengthens our mind, our memory, our learning, our attention, and our self awareness.     Meditation on the past, the present, or the future depends on emotional intelligence.     Emotional intelligence is based on capturing the import of influences from all areas of a man’s life, from one’s behavior to one’s relationship with others and one’s environment.     Ultimate reality depends on the level of maturity of a person, and it is through meditation that one matures.     Hence, how a person chooses to act depends on meditation and his level of emotional intelligence.     For the fanatic (obsessed with fear) meditation seems impossible.     For the fanatic, doubt is not the issue.    The fanatic seeks to reiterate cycles.     The fanatic fails to understand that fear of change is irrational because it is inevitable that the world is constantly evolving.     The fanatic seeks to change what is beyond his control.     From the Orteguian point of view, this person, within a closed valuation system, does not find consolation because his mind fears what it does not understand.

 

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  • 14. Our Connection to the Universe:

From Ortega’s perspective of Cervantes’s Don Quixote [1605-15], we learn that the courage granted by Love – not hate – impels us towards understanding …the useless remains of a shipwreck that life, in its perpetual surge, throws at our feet. – To The Reader, p. 31.    Love is a divine architect who, according to Plato came down to the world – ὥστε τὀ πᾶν αὐτῶ ξυνδέδέσθα – so that every thing in the universe might be linked together:      Separation means extinction.     Hatred, which separates, isolates, and pulls apart, dismembers the world, and destroys individualityTo the Reader, p. 33.

Hence, Ortega explains that the imperative for the individual is to reflect on one’s circunstancia (in medias res), … to arouse the desire of understanding the universal in its particulars. – To the Reader, p. 31:     To ignore the fact that each thing has a character of its own, and not that we wish to demand of it, is, in my opinion, the true capital sin, which I call a sin of the heart because it derives its nature from lack of love.     There is nothing so illicit as to dwarf the world by means of our manias and blindness, to minimize reality, to suppress mentally fragments of what exists.     This happens when one demands that what is deep should appear in the same way as what is superficial.     No, there are things that present only that part of themselves which is strictly necessary to enable us to realize that they lie concealed behind it. – p. 62.

 

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Index

  • 15. A Heroic Perspective:

Knowledge comes before fanaticism.     Fanaticism is, for Ortega, the rejection of the perspectives of others.     Ortega points to reasoning as an act of charity, which uncovers differences, and suggests that understanding is akin to the circling of an eagle in flight.      To be oneself, for Ortega, is the same as it is for Cervantes.      The act of being a hero takes place through a sensitive exploration of the nature of reality.      In Ortega’s view, as well as for Cervantes’s, the will of the hero belongs only to the persona of Don Quixote:   Because to be a hero means to be one out of many, to be oneself if we refuse to have our actions determined by heredity or environment, it is because we seek to base the origin of our actions on ourselves and only on ourselves.      The hero’s will is not that of his ancestors, nor of his society, but his own.     This will to be oneself is heroism. – First Meditation, 15, The Hero, p. 149.    
I do not think that there is a more profound originality than this practical, active originality of the hero.    His life is a perpetual resistance to the habitual and customary.    Each movement that he has to make has first had to overcome custom and invent a new kind of gesture.    Such a life is a perpetual suffering, a constant tearing oneself away from the part of oneself, which is given over to habit and is a prisoner of matter. – First Meditation, 15, The Hero – p. 149.

 

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Index

  • 16. The Fear of fate:

A Socratic life is heroic, but if unexamined, of no value.     In the pain of living, one has to embrace the fact that the examination of fear is part of life.     Alongside this examination, fate is never artificial.     Fate does not deceive, even in our misfortunes.      Fate is not illusive, though our perception of time may be.      Instead, fate challenges us to change.      In change, fate protects us from stagnation.     What appears to be random is, in fact, an opportunity for learning.     Consequently, fate exists not for attacking, but for stimulating our transformation.     Fate does not move against us, but challenges us to change by confronting obstacles.     Fate attacks fear, because one’s fear takes away one’s ability to make choices.    Narratives of fear turn out to be self-fulfilling prophesies.      Fear deceives and defines us.     It hampers survival.     Fear prevents our evolving, it paralices us:     We resist giving up habits because of fear.     Thus one languishes and fails to overcome disbelief.

 

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Index

  • 17. Boundlessness and Humility:

The shadow of shame represents one’s flaws.    The shadow is what one wishes not to be, though its shadow be part of oneself.     Only, when the shadow is accepted with humility, do its flaws dissolve in the act of loving oneself with compassion.     Ultimately, the fanatic will recognize his incompleteness and become aware of his own insignificance:     The incapacity for completeness looms over all of us.     Only through risk does one learn the extent of one’s bounds and how much further one may go.     We advance through humility and humility appreciates neither truth nor falsehood.     Humility is the acknowledgment of one’s inexorable estrangement from an infinite truth.    Only the humble voice recognizes the struggle for understanding and change.     Both depend on a flight from despair.     For Ortega and for Plato, the mark of the highest values is found in our vulnerability.     If we surrender absolutely, then we find redemption.

 

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Index

  • 18. Epilogue:

My perspective treats Plato and Ortega outside of any theistic justification.     I leave aside any application of Plato to theological thought.     Likewise,  I ignore any attempt to ascribe religious respects to Ortega’s theory of values.     For me their notions, when applied to theology, are not credible.     I understand Plato and Ortega in their search for the limits of human perception and rationality.     Efforts to apply their philosophies as religious foundations are outside of my purpose.

The depth of Plato and Ortega’s thought is not to be found in a method for objective morality.     Nor is it ethical relativism, nor even is it found in a claim of universality.      Ideologies on morality are derived from norms dictated by theologians, seemingly unwilling to relinquish authority.    The role of the lovers of truth is not to dictate virtue nor to define the godhead.    Their teachings are centered on rationalism.    Their humanism is based on a concept of justice that is antithetical to fixed norms.    The paradigm of true knowledge – according to Plato and Ortega – is derived from love based on the originality of heroism.     This love does not reside outside of the individual.     This love is not found in the promise of a transcendental world.     This love finds man’s salvation in the present.  This love calls for self examination.   And above all, this love is a liberation from the numbness of the mind.

*

Endnotes:

1 For Ortega circunstancia, is a representation of the sum total of influences in the consciousness of a man, thus expressing the reason for his existence.

2 Razón vital stands as Ortega y Gasset’s philosophy which views that reason is, in of itself, an expression of life.

3 I failed to find this Biblical citation.

 

Bibliography:

  • Ortega y Gasset, José, Meditaciones del Quijote:   Meditación Preliminar y Meditación Primera, (Madrid:  PUBLICACIONES DE LA RESIDENCIA DE ESTUDIANTES, SERIE II.—VOL. I, Universidad Central de Madrid, 1914)
  • Cervantes Saavedra, Miguel de. The Ingenious Gentleman Don Quixote of La Mancha [1605–1615] (Cambridge:   Harvard Publishing Company, 1893.   Translated by John Ormsby. 4 vols. in 8 books.  Limited Edition No. 71/320. 1st edition.
  • Platón. Teeteto. Introducción, traducción y notas de Marcelo Boeri. Buenos Aires: Editorial Losada, 2006.
  • Ortega y Gasset, José, La rebelión de las masas (Madrid: Editorial Revista de Occidente, 1928).   Fue publicado inicialmente en 1927 como una serie de artículos en el diario El Sol, antes de ser recopilado en formato de libro en 1928 por Editorial Revista de Occidente en Madrid.
  • Sarmiento, Edward , “Blackfriars” (Hoboken: John Wiley & Sons, Inc., August 1950), v. 31, No. 365, 356-63.